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Trading away Health: Reflections on an HIA of a trade agreement”

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Guest post by Fiona Haigh:
The HIA team at CHETREhas been working with a group of Australian academics and non-government organisations to carry out a health impact assessment (HIA) on the Trans Pacific Partnership Agreement (TPP) negotiations. The report has attracted a lot of attention and in general has been a different experience from the typical HIAs that we are involved in. We thought it would be interesting to share with the HIA community a few reflections on our experience.
We weren’t commissioned to do this HIA- a small group of us thought it would be a good and interesting thing to do and we somehow managed with some support from CHETRE and the Public Health Association of Australia keep it going. The support from CHETRE enabled us to bring in Katie Hirono to do a lot of the work on it and we were supported by a group of experts and advocacy groups who contributed their expertise and advice. There were some technical challenges to do with trying to do an HIA on something that is being kept secret. We had to base our assessment on leaked documents on wikileaks and advice from academics working in the area and policy experts. We also faced the challenge of trying to predict likely future public health policies that could be impacted on by the trade agreement (since it won’t affect current policies). We approached this by working with policy experts to identify likely future public health policies in our scoped areas of focus that would be impacted on by the TPP.
We also walked the talk of taking a participatory approach, which meant sharing power with the technical advisory group and the advocacy groups that we worked with throughout the process. We feel that this has worked really well- it meant that we focused on issues they identified as important and we have produced a report that they have been able to immediately use for their advocacy. Without them I’m pretty sure this report would not be having the impact it has had so far. The report is being talked about on the front pages of major newspapers, there have been multiple radio interviews, a social media campaign led by CHOICE (the main consumer advocacy group in Australia), lots of tweets and perhaps most satisfying of all we’ve been labeled scaremongers in a press release from the minister for trade and investment - we must be doing something right!

Health Impact Assessment of the Proposed Trans-Pacific Partnership Agreement

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An HIA of the Trans-Pacific Partnership Agreement (TPP) has just been released, authored by Katie Hirono, Fiona Haigh, Deborah Gleeson, Patrick Harris and Anne Marie Thow.

From the media release:

Report finds medicine affordability, public health policies at risk in Trans Pacific Partnership
A report released today by a large team of academics and non-government health organisations reveals that the Trans-Pacific Partnership Agreement (TPP) poses risks to the health of Australians in areas such as provision of affordable medicines, tobacco and alcohol policies and nutrition labelling. Many public health organisations have been tracking the progress of the TPP negotiations over the past several years and have expressed concerns about the potential impacts and lack of transparency. 
“The TPP includes provisions that don’t just affect trade. They affect the way the Government regulates public health,” said Michael Moore, Chief Executive Officer (CEO) of the Public Health Association of Australia (PHAA). “In many areas – such as nutrition labelling - it’s already a struggle to implement effective policies that promote health. If certain provisions are adopted in the TPP, this will be another hurdle for organisations seeking positive public health outcomes.”
The report also argues that: “The TPP risks increasing the cost of the Pharmaceutical Benefits Scheme (PBS), which is likely to flow on to the Australian public in terms of increased co-payments (out-of-pocket expenses) for medicines”. An increase in co-payments risks declining public health and increasing hospitalisations, particularly for people who are already disadvantaged.
A team of researchers from UNSW Australia, Sydney University and La Trobe University conducted the health impact assessment based on leaked documents from the trade negotiations.
“In the absence of publicly available current drafts of the trade agreement, it is difficult to predict what the impacts of the TPP will be,” said Dr Deborah Gleeson, one of the report’s authors. “In the study, we traced the potential impacts based on proposals that have been - or are being - discussed in the negotiations. But the only way to properly assess the risks is to allow a comprehensive health impact assessment to be conducted on the final agreement before it gets signed by Cabinet.”
The report offers a set of recommendations to the Department of Foreign Affairs and Trade to reduce the likelihood that the TPP will negatively impact health in Australia. Such recommendations include excluding an investor-state dispute settlement (ISDS) mechanism, and including strong wording to ensure that public health takes priority where there is a conflict with trade concerns. The report also recommends that Government change its approach to conducting trade agreements, for example by publishing draft texts and negotiating positions on issues of public interest.
Trade negotiators are meeting next week in Hawaii. The Minister for Trade and Investment, Andrew Robb, has said he anticipates the negotiations will wrap up within the next few months.
“It’s vitally important that health is given high priority in the final stages of the negotiations,” said Lynn Kemp, Director, Centre for Health Equity Training, Research and Evaluation. “We urge the Australian Government to consider these issues seriously.”
The HIA report can be accessed here.

Health impact assessment of a roundabout?

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I've done health impact assessments on all types of proposals. The smallest was of a specific health facility. The biggest was of a population plan for several hundred thousand people. 

This is the first time I've seen an HIA of a roundabout though. The process scales to any size!

IAIA December 2014 News

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1. IAIA15 updates

IAIA15 will be held 20-23 April 2015 in Florence, Italy. For more information, visit the conference website.  The European Investment Bank is proud to be a Premier Sponsor of IAIA15.

Important Dates:
20 December: Venice technical visit must meet 10 participants to proceed
16 January:  Early bird registration deadline
16 January: Presenting author registration deadline
18 January:  Cutoff date for hotel booking discounts


Early bird & presenting author registration deadline: Early bird rates for IAIA15 run through 16 January, so register soon to take advantage of those discounted rates.  Presenting authors must also register by 16 January in order to be listed on the program.

Overnight technical visit to Venice: IAIA15 will offer a number of exciting technical visits in and around Florence, but it will also offer a post-conference overnight visit to Venice to explore the city and study the MOSE project, a series of mobile gates that protect Venice and the Venetian Lagoon area from flooding and extreme events.  All technical visits are subject to meeting the minimum number of participants, but due to the overnight hotel reservations, this visit in particular must meet a 10 delegate minimum by 20 December in order to proceed.  If you are interested in this visit, please consider registering as soon as possible to reserve your space!  Full visit details are posted on the Technical Visit page.

Hotel bookings:  Delegates are encouraged to make hotel reservations early.  Blocks of rooms with discounted rates have been reserved by the Firenze Convention Bureau; those rates are valid only through 18 January 2015 and must be booked through their official system.  Registration for the event is required to get the access code, which will be provided in the registration confirmation email. For more information, visit Plan Your Stay.

Sponsorship opportunities:  IAIA is currently seeking sponsors for the IAIA15 conference.  Download the Sponsorship Opportunities brochure in English or Italian on the IAIA15 sponsorship site to find out the various ways your company can reach out to over 1000 environmental professionals from 80+ nations.  Book your sponsorship by 1 December and receive one extra FREE registration to IAIA15.



2. Save the date: IAIA16

Mark your calendars for 8-15 May 2016 to attend IAIA’s 36th annual conference!  IAIA16 will be held in Nagoya, Japan, with a theme of “Resilience and Sustainability.”  The first announcement, call for papers, and conference website will be available in the coming months.



3. Updates from IAIA's Spanish Affiliate, AEEIA

Asociación Española de Evaluación de Impacto Ambiental (AEEIA), IAIA’s affiliate in Spain, is excited to share their new website at www.eia.es.  Spanish-speaking IAIA members are encouraged to visit the site, as lots of information is available there. 

AEEIA will be holding their next national conference, CONEIA – Congreso Nacional de Evaluacion de Impacto Ambiental, in Madrid from 11-13 March 2015.  For more information, visit www.coneia2015.com.

For more information on all of IAIA’s affiliates, visit https://www.iaia.org/affiliates-branches/affiliates.aspx.



4. IAIA Newsletter and December issue of IAPA (IAIA Members Only)

Have you checked out the IAIA newsletter lately?   Read it online for publication updates, affiliate news, and more.

The latest issue of Impact Assessment and Project Appraisal (Vol 32, Issue 4, December 2014), a special issue on “Social Licence to Operate and IA”, is also available online – IAIA members, login as a member to access the full text articles.  Non-members may view the Table of Contents and abstracts online.  Professional practice papers and book reviews are included in addition to the following articles:
  • Social licence to operate and impact assessment (Bice & Moffat)
  • Frequently asked questions about the social licence to operate (Boutilier)
  • Integrating impact and relational dimensions of social licence and social impact assessment (Parsons & Moffat)
  • Social licence to operate through a gender lens: The challenges of including women's interests in development assistance projects (Jijelava & Vanclay)
  • Does mining company-sponsored community development influence social licence to operate? Evidence from private and state-owned companies in Chile (Martinez & Franks)
  • Māori and mining: Indigenous perspectives on reconceptualising and contextualising the social licence to operate (Ruckstuhl, Thompson-Fawcett & Rae)
  • The civic virtue of developmentalism: on the mining industry's political licence to develop Western Australia (Brueckner, Durey, Pforr & Mayes)







Minimum Elements and Practice Standards for Health Impact Assessment Version 3

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From the SOPHIA HIA Practice Standards Working Group:
The HIA Practice Standards Working Group is happy to report that Minimum Elements and Practice Standards for Health Impact Assessment, Version 3 has now been finalized and released. The group establish a structured process through which public comments on Version 2 of the standards could be submitted. We received extensive feedback – 137 individual comments by our count. The comments were thoughtful and insightful. Each comment was considered and, for each, we came to consensus on what changes to the standards to make, if any. Version 3 includes a more detailed description of the purpose and scope of the standards, a very significantly re-worked set of minimum elements, as well as significant changes to the practice standards.
The document can be downloaded here.

The Impact and Effectiveness of Equity Focused Health Impact Assessment in Health Service Planning

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This free ebook looks at the use of equity focused health impact assessment (EFHIA) on health service plans. It examines:
  1. What are the direct and indirect impacts of EFHIAs conducted on health sector plans?
  2. Does EFHIA improve the consideration of equity in the development and implementation of health sector plans?
  3. How does EFHIA improve the consideration of equity in health planning?

Download PDF (3.5 Mb)

For Acrobat and PDF readers

Download EPUB (910Kb)

For iBooks and most e-readers

Download MOBI (1.2Mb)

For Kindles and Kindle apps

Download from Amazon

For Whispernet transfer N.B. Costs US $0.99

About the ebook

This ebook describes the use and evolution of health impact assessment (HIA) and EFHIA internationally and in Australia, how it has been used in relation to health service plans, examines its effectiveness and impacts on decision-making and implementation and examines several EFHIAs using case study and interpretive description methodologies.

This research shows that EFHIA has the potential to have both direct and indirect impacts on health service planning. These impacts are influenced by a broad range of factors however. The case studies in this ebook show that engagement with the EFHIA process and the extent to which EFHIA is regarded as a broader learning process are important factors that mediate the extent to which EFHIAs influence subsequent activities.
This research suggests that it is not possible to adequately describe the full range of impacts of EFHIA on decision-making and implementation without looking at perceptions about EFHIA’s effectiveness, in particular the perceptions of those involved in the EFHIA and those responsible for acting on its recommendations. These perceptions change over time, suggesting that future research on the effectiveness of HIA should look at the mechanisms by which this change occurs.

The ebook makes two theoretical contributions in the form of (i) a typology for HIAs and (ii) a conceptual framework for evaluating the impact and effectiveness of HIAs. This conceptual framework is tested for its applicability and refined.

The ebook and the accompanying publications were written to fulfil the requirements for a Doctor of Philosophy in Public Health at the University of New South Wales.

The Lessons and Benefits of Health Equity Impact Assessment

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Erika Espinoza, is the Knowledge Exchange Lead for the North Region of Ontario within CAMH's Provincial Systems Support Team. The interview was recorded as part of the Health Equity Impact Assessment (HEIA) Tool Community of Interest with funds from the Evidence Exchange Network (EENet).

HIA of Treatment Instead of Prison

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Great news in the latest Human Impact Partners' email update:
In 2012, HIP partnered with WISDOM, a statewide congregation-based network, to assess the public health impacts of increasing funding for Wisconsin’s treatment and diversion programs for non-violent drug offenders. HIP’s study has had a tremendous impact on the conversation around treatment over incarceration in Wisconsin and helped win a four-fold increase in funding for treatment alternatives. Legislators from both parties have pledged continued support for future increases. Watch our video to learn more about this HIA success story.
Find out more here

Would you do health impact assessments if you didn't have to?

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Carrot and Stick by Bruce Thomson
There's an interesting article by Elsa João and Anna McLauchlan in the latest issue of Impact Assessment and Project Appraisal. They asked 187 Scottish Strategic Environmental Impact Assessment (SEA) practitioners "if SEA was not compulsory, would you do it?"

This made me wonder about this question in relation to HIA. In many, if not most settings, there is not a requirement that makes HIA's use compulsory. For most HIA practitioners this question is not a hypothetical one. We encounter it in relation to every HIA.

Some recent  research I was involved in found that only 7% of HIAs conducted in Australia and New Zealand between 2005 and 2009 were done to meet a legal or regulatory requirement.

The overwhelming majority of Scottish survey respondents said they would do SEA even if it was not compulsory. In HIA practice we rarely have to wonder, which is a luxury in some ways. Most HIAs are done freely and to learn something. The link between voluntary involvement and the ability to learn something from HIAs is not theoretical. As my colleagues and I found in this study, the extent to which participants had a degree of choice or control over their involvement in an HIA had an impact on their receptiveness to learning from the HIA process and acting on its recommendations.

Interestingly, even though the survey was looking at SEA in Scotland where its use is mandated, the themes identified through the survey resonate with those we encounter in promoting HIA's use:

  • the perception that a similar process are already being done;
  • a lack of resources;
  • the need for a ‘leaner process’; and
  • the difficulties that can arise when external conditions or many decisions have already been determined.
The article is well worth reading, here's the abstract:
Strategic environmental assessment (SEA) is undertaken in more than 60 countries worldwide. Support to the SEA process can range from formal legal requirements to voluntary ‘ad hoc’ approaches. In the cases where SEA is legally required, such as in Europe where the SEA Directive sets a framework for SEA legislation in 28 countries, practitioners may engage with SEA but in a reluctant way. This paper reports on a unique survey of 203 key people responsible for implementing the SEA legislative requirement in Scotland. The majority (53%) of the 187 practitioners who answered the hypothetical question ‘If SEA was not compulsory, would you do it?’ said ‘Yes’. However, results suggest that the responses were much nuanced. Practitioners were asked to explicate their reasoning and, irrespective of whether the answer was ‘yes’ or ‘no’, common themes were evident in accompanying remarks. This paper enables reflection on reasons for acceptance or rejection of the SEA process by discussing: the perception that a similar process to SEA is already being done, the problem with lack of resources, the call for a ‘leaner process’ and the difficulties of undertaking SEA when conditions are already determined at a higher ‘tier’.
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From Katie Hirono on behalf of the US Society of Practitioners of Health Impact Assessment:
The Society of Practitioners of Health Impact Assessment (SOPHIA) seeks recommendations for exemplary HIA reports for the 2014 list of outstanding HIA reports. The SOPHIA Model HIA Reports Library functions as a periodically updated repository of exemplary HIA reports. The library is intended for:
  1. People who are unfamiliar with HIA and want to understand what a high caliber HIA report product might look like (for example, people thinking of commissioning an HIA)
  1. HIA practitioners seeking above average HIA reports as a reference
You may recommend HIAs done by yourself or other practitioners. The HIA can be on a project or policy, done in any location both in the U.S. and abroad, and be either stand-alone or done as part of an integrated assessment.  As we have already selected reports from 2009 – 2012, ideally these reports would have been released within the past 2 years. 
You must be a member of SOPHIA to submit a recommended HIA report (but can join easily here: http://hiasociety.org/?page_id=48). Or, click here to submit a recommendation: http://hiasociety.org/?page_id=29

When is an HIA not an HIA?

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Guest post from Karen Bauer from the Denver HIA Collaborative:

Yesterday I attended a seminar given by the Denver Regional Council of Governments entitled Prescription for a Healthy Community.  The main speakers were the Colorado Health Foundation and Urban Land Institute.  To give you some idea of the influence that these organizations have, consider that the Colorado Health Foundation is the third largest health-focused foundation in the country, with $2.2 billion in assets, and ULI is a worldwide nonprofit representing land use and real estate development.  Its membership dues are $1200 annually.    
In 2013 ULI announced that their new initiative would be building healthy places.  Along with $4.5 million funding from the Colorado Health Foundation, they chose three locations in Colorado to receive the ULI treatment.  That means that ULI developed a TAP (technical advisory panel) that spent one week in each community to meet with stakeholders.  During that week they developed a report of opportunities and recommendations, which was then presented to the community. (I requested to see these reports, as they are not online).  After that, the community has the opportunity to apply for up to $1 million from the Foundation to implement their plans. 
I took a look at the ULI website to learn more about their initiative.  You can see that they are working completely outside of the world of HIA and its years of research, capacity building and expertise.  
A number of questions come to mind:
  1. Does the HIA community need to do more to gain recognition as the go-to organization for research, tools, assessments?
  2. Should we need a certification to go into a community to do a health assessment?
  3. Does this help or hurt our field?
  4. Maybe HIA has it wrong.  Is there something to be said for a one-week process? 
I would like to hear your comments, questions, concerns about this topic.

Urban HEART Report

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The WHO Centre for Health Development has published a report on the Expert Consultation on Urban HEART held in November 2013. It's a worthwhile read for anyone with an interest in HIA, health equity and urban planning issues at the city level.

TechPresident post on Rajiv Bhatia's work on HIA in San Francisco

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EPA Review of HIAs in the U.S

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THE US EPA has published their review of HIAs in the U.S. Definitely worth reading:


Rhodus J, Fulk F, Autrey B, O’Shea S, Roth A: A Review of Health Impact Assessments in the U.S.: Current State-of-Science, Best Practices, and Areas for Improvement. In. Cincinnati: Office of Research and Development, National Exposure Research Laboratory, U.S. Environmental Protection Agency; 2013.

Description

A systematic review was conducted of health impact assessments (HIAs) from the U.S. to obtain a clear picture of how HIAs are being implemented nationally and to identify potential areas for improving the HIA community of practice. The review was focused on HIAs from the four sectors that the U.S. Environmental Protection Agency’s (EPA’s) Sustainable and Healthy Communities Research Program has identified as target areas for empowering communities to move toward more sustainable states. These four sectors are Transportation, Housing/Buildings/ Infrastructure, Land Use, and Waste Management/Site Revitalization. The review systematically documented organizations involved in conducting the HIAs; funding sources; the types of community-level decisions being made; data, tools, and models used; self-identified data needs; methods of stakeholder engagement; pathways and endpoints; characterization of impacts; decision-making outcomes and recommendations; monitoring and follow-up measures; prioritization methods employed; HIA defensibility and effectiveness; attainment of the Minimum Elements of HIA; areas for improvement; and identification of best practices. The results of the HIA reviews were synthesized to identify the state of the HIA practice in the U.S., best practices in HIAs, and areas in the overall HIA process that could benefit from enhanced guidance, strategies, and methods for conducting community-based risk assessments and HIAs. While HIAs have helped to raise awareness and bring health into decisions outside traditional health-related fields, the effectiveness of HIAs in bringing health-related changes to pending decisions in the U.S. varies greatly. The review found that there are considerable disparities in the quality and rigor of HIAs being conducted. This, combined with the lack of monitoring, health impact management, and other follow-up in the HIAs could be limiting the overall utilization and effectiveness of this tool in the U.S.

Purpose/Objective

A review was conducted of 81 Health Impact Asessments (HIAs) from the U.S. to obtain a clear picture of how HIAs are being implemented nationally and to identify potential areas for improving the HIA community of practice. Improving HIAs across the US will lead to better informed decisions at the community level and ultimately to improvement in public health and the environment.


Two online HIA courses from the Canadian National Collaborating Centre for Healthy Public Policy

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The Canadian National Collaborating Centre for Healthy Public Policy is offering two online HIA courses in English and French:

Online Continuing Education Course – HIA Step by Step

A 12-hour online continuing education course on health impact assessment (HIA) of public policies will be offered by the NCCHPP starting in October 2013.
This online course will focus on the five steps of HIA and will take place over 4 weeks. It will allow you to become familiar with the HIA process applied to public policies, recognize its fundamentals, and think about the favourable conditions for successful HIA implementation.  
Next courses:
In English: March 3 to 28, 2014
In French: May 26 to June 20, 2014

Online University Course – Introduction to Health Impact Assessment

The Université de Montréal is offering a 45-hour online university course on health impact assessment (HIA) of public policies. This course has been developed by the NCCHPP in collaboration with Dr. Richard Massé, associate professor at the Department of social and preventive medicine at the Université de Montréal, and other partners.  
This course, launched in February 2013, aims to help participants to develop and improve their competencies for leading an HIA process relating to public policies, and to do this with partners from different sectors.  
The course takes place over the period of 6 weeks, for 1 graduate-level university credit.
Please note: This course is offered by the Université de Montréal, a francophone university. While the content of the HIA course and the online platform are entirely in English, all administrative tasks regarding this course must be done in French. This includes course registration and payment, retrieving grades and certificates, and asking for technical and administrative assistance.  
Next courses: March 19 to April 30, 2014 in French and May 1 to June 12, 2014 in English. 
More on their website

IAIA14 Training Course: Health Impact Assessment of Industrial Projects

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A really interesting and engaging two-day training program on HIA of industrial projects is being offered as part of IAIA15 in Chile. Find out more about the course and book early to avoid missing out.

You can find out more on the training program on the conference website.

Launch: Effectiveness of Health Impact Assessment in New Zealand and Australia Report

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The Centre for Health Equity Training, Research, and Evaluation invites you to attend the launch of The Effectiveness of Health Impact Assessment in New Zealand and Australia: 2005-2009 Report

Friday, 13 December, 2013
2 – 4 pm
Lavender Bay rooms 1&2,
North Sydney Harbourview Hotel
17 Blue Street, North Sydney


Webinar facilities will be available for our interstate and international attendees. RSVP to Heike Schutze: h.schutze@unsw.edu.au

Reminder: Important dates for IAIA14

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IA14, the 34th annual IAIA conference, will be held 8-11 April 2014 in Viña del Mar, Chile.  For more information, visithttp://iaia.org/conferences/iaia14/.

Important Dates:
6 December:  Paper/Poster Abstract Submissions Due
6 December:  Student Fee Waiver Applications Due

Paper/Poster Abstracts Invited:  The online submission form for IAIA14 paper/poster abstracts is available on the conference website under the Submissions menu. The submission deadline is 6 December 2013.

Student Fee Waivers: The Student Fee Waiver program allows up to ten students a waived conference registration fee in exchange for providing in-kind services on-site at the conference. For more information, contact Loreley Fortuny at IAIA HQ (impact@iaia.org) for program guidelines and an application form.  Completed forms are due 6 December.


Sponsorship opportunities:  IAIA is currently seeking sponsors for the IAIA14 conference.  Download the Sponsorship Opportunities brochure to find out the various ways your company can reach out to over 700 environmental professionals from 80+ nations.

WHO Urban HEART Consultation Day 3

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I've been invited to participate in a WHO Consultation on Urban HEART in Kobe. This is a post on Day 3 of the Consultation, there are also posts on Day 1 and Day 2.

Workshop 3: Review of Urban HEART guidance

There was a widespread view that the current Urban HEART guidance works quite well but that there are a few areas where it might be enhanced. There was discussion about the selection of interventions and responses being difficult in practice, and that it involves considerable negotiation. There wasn't agreement about the best ways to reflect this in the guidance but it was a recurrent theme, and one that's familiar in the context of HIA and negotiating recommendations.

Community participation is another aspect of Urban HEART that has been difficult to provide guidance on. Participatory rapid assessments, health assemblies, surveys, workshops, and the use of mobile and electronic engagement tools were all discussed as ways to involve communities in Urban HEART processes, though these were all recognised as having limitations.

There was quite a lot of discussion about the extent to which HIA might be integrated into Urban HEART, though it was agreed that Urban HEART and HIA are complementary rather than being processes that could be integrated. This is because Urban HEART helps to identify needs and areas for action at the city level, whereas HIA is most useful where there is a proposal or a limited set of options to assess. So whilst there are procedural similarities they serve quite different purposes and integrating them might complicate things rather than helping. The diagram below from the Urban HEART User Guide shows how WHO conceptualises Urban HEART's role in local planning cycles. Some related procedures like multi-criteria decision analysis and equity lenses were also discussed, and how they might be integrated into Urban HEART.




An important issue that was discussed was that we need to focus on enhancing the equity focus of Urban HEART rather than simply improving the technical aspects of the process. The value of Urban HEART is its equity focus rather than its health focus, and we need to prioritise that in any revisions. This is something I hadn't really considered before and I think it poses a challenge to the HIA practitioners: beware focusing on improving technical aspects of the assessment process at the expense of an equity focus. Technically perfect assessments won't necessarily result in inequities being better addressed.

The need to demonstrate economic effectiveness/cost-benefit was also discussed. This is familiar territory for HIA practitioners! I confess that I have mixed feelings about this. Whilst I can see that there are benefits to even limited economic approaches to describing the economic benefits of HIA or Urban HEART (willingness to pay analyses, estimated savings based on case studies, etc), ultimately Urban HEART and HIA are about informing and improving planning and decision-making. They're not readily comparable to other health interventions because they're fundamentally different types of interventions.

The need for an online guide, repository and clearinghouse for evidence was discussed. We're very fortunate in HIA to have the HIA Gateway. The consensus was that something similar is required for Urban HEART.

City case presentations

Madeleine Ntetani-Nkoussou discussed the use of Urban HEART in Brazzaville, Congo. There's a number of issues in Brazzaville associated with informal settlement/slums and rapid urbanisation. The physical and service infrastructure has struggled to keep pace. Potable water access and access to water sealed toilets remain big issues, as is food security. urban HEART helped the city identify the four arrondissement that required greater activity, in particular around the provision of health services and prevention activities.

Plenary discussion: Next steps

One issue that was raised is whether there a need or mechanism to involve state and national governments in Urban HEART? Though this approach would have relevance to them, a big part of the appeal of Urban HEART is the clarity of the indicators and its applicability at the city level.

The distinction between Urban HEART as an indicator/diagnostic tool and a framework to guide implementation came up a few times. It's intended to be both, but there's a tension, which most HIA practitioners would have encountered as well

There was quite wide-ranging and detailed discussion about approaches to building capacity for Urban HEART, which I won't describe in detail here because I'm not able to do justice to the range of issues discussed. Some of the broad topics touched on included:


  • capacity building
  • sharing best practice, particularly in the form of brief case studies focused on key learning
  • building Urban HEART into WHO and country-level work plans 
  • linking to professional groups/associations
  • ensuring the health sector comes along the journey and that Urban HEART doesn't become the sole responsibility of cities/other sectors
  • how often does Urban HEART need to be revisited/redone
  • how can we make Urban HEART sell itself, i.e. so it doesn't need much ongoing support
  • compendiums of best practice and then thinking how some of these best practice cases might be synthesised
  • how to advance an equity agenda in settings where it's not on the political agenda


These issues are all eerily familiar to people who've worked on HIA! It was an excellent Consultation with plenty of food for thought that also highlighted how well-designed Urban HEART is and how much work has gone into its development. I plan to do another post in a few days that brings together some of the critical points and what the implications might be for HIA.


WHO Urban HEART Consultation Day 2

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I've been invited to participate in a WHO Consultation on Urban HEART in Kobe. This is a post on Day 2 of the Consultation, there are also posts on Day 1 and Day 3.

Workshop 1: Review of Urban HEART concepts

The first workshop focused on factors affecting health equity that might be missing from or not sufficiently emphasised in Urban HEART. These include things like gender, food and nutrition, emergency preparedness, conflict and security, universal health coverage and environmental sustainability.

The issue of within-neighbourhood disaggregation was discussed, particularly in terms of age and gender, but there was a broad recognition that this data simply isn't available for most indicators and that this may add a layer complexity to an already imposing process. There was also a recognition that many indicators of health equity might not be sensitive enough, or may reflect structural or systemic inequalities, to change at the local or city level. These issues will be very familiar to those who have looked at equity and vulnerability within impact assessments.

There was quite a bit of discussion about the degree to which Urban HEART needs to be regarded as a standardised, readily-comprehensible approach or something that can be adapted to local needs. This is a debate I've encountered several times in relation to HIA and the answer seems to lie somewhere between those two extremes.

City case presentations

A presentation from Dr Oyelaran-Oyeyinka from UN-HABITAT emphasised the important role cities play as the engine rooms of economic development, though the challenge is to ensure that's inclusive development. Internationally the urban-rural divide is diminishing but the rich-poor divide is increasing.

Kelly Murphy from St Michael's Hospital in Toronto presented on her work adapting Urban HEART for use in developed countries. The City of Toronto has adopted Urban HEART as a mechanism to guide funding of Neighbourhood Improvement Areas and Issue to 2020.


The difficulties encountered in Toronto include:

- working together (team changes, maintaining relationships, timelines, expectations)
-Urban HEART being easy to use but not easy to produce (the process is clear but the sources of data is not, potential misinterpretation of results, e.g. stigmatising areas or only focusing in "red" areas when gains could be made in "yellow" ones).

The facilitating factors in Toronto incude:

  • WHO Brand associated with Urban HEART lent it credibility
  • trusted convenor
  • established relationships
  • credible technical expertise (epidemiologist with recognised track record and relationships)
  • senior champions (administrative rather than elected representatives)
  • City's willingness to innovate
  • lead partner providing secretariat support (so the process "belonged" to someone)
  • community involvement
  • specific funding from CIHR to get the ball rolling, though the City of Toronto has now adopted this as a process within its "Wellbeing Toronto" monitoring and reporting activities

Kelly spoke about the need to talk about equity for all sectors, as opposed to health equity, and responsiveness to policy processes. Urban HEART was regarded as a clear tool that "made sense". Despite being a developed city, Toronto found that Urban HEART was a useful approach and that the domains of the tool were still relevant.

Jose Velandia Rodriguez from Bogota, Columbia also spoke about his experience using Urban HEART in Bosa, a region within Bogota.

Workshop 2: Review of Urban HEART indicators

Most cities that have used Urban HEART have had to adapt the core indicators to some extent, or only use some of them. Most cities have also used secondary or suggested indicators as well, rather than solely the core indicators. The evaluations of city case studies so far have emphasised the need to integrate environmental and qualitative indicators/information to a greater extent.

There was a wide-ranging discussion of how and whether universal health coverage should be reflected in the Urban HEART indicators. There was a broad agreement that there should be at least one amongst the core indicator set that deals with universal health coverage, given the global focus on it, but it's hard to identify what the key domains of UHC are. It's generally regarded as having three dimensions - access to health services, utilisation of health services and financing of health services. There was recognition across the workshops that whilst UHC financing clearly has an impact, it often lies beyond the scope of local government to influence. They have a greater role in access and utilisation, often by providing co-funding or premises and in some cases payments to cover the direct health care costs of the poor.

The discussion on this was wide-ranging and quiet comprehensive. Rather than recapping it here I'll just note that WHO is currently developing a UHC indicator set, which will be drawn on in selecting the UHC indicators to be included in Urban HEART. The indicators will need to focus on access and quality and have some sensitivity to vulnerability and equity at the local level. In general, geographic distribution of services is an available indicator in many settings, but beyond that it's hard to say what will be available. Health care-related impoverishment (where people are pushed into greater poverty by healthcare costs) and catastrophic health expenditure were identified as important measures with clear equity implications, though it is unclear about how these can be turned into indicators reliably or meaningfully.

There was also discussion about how to incorporate ageing-related indicators into Urban Heart, though the consensus was that it may be more important to ensure there is disaggregation of other indicators by age rather than adding new indicators. It may be useful to refer people to WHO's guidance on age-friendly cities where appropriate.

Emergency management indicators have already been committed to in some form, following WHO discussions with other UN agencies. These might include existence of emergency standard operating procedure plans in local government agencies. Other indicators might include prevalence of disaster-resistant buildings, e.g. earthquake-resistant buildings, people trained in emergency response, presence of local emergency response groups/networks, etc.

Qualitative data may help to fill in gaps and supplement other indicators. There was some discussion about how to integrate and present qualitative data in Urban HEART.

A bigger issue is that there is a need to ensure Urban HEART has as few possible indicators as possible in order to enhance usability, and that the indicators included are all equity-sensitive and available. They also essentially need to be geo-coded, at least at a neighbourhood level, and very few indicators are in *any* setting. Addressing this will be no easy task.